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ACH Audit & Risk Assessment Workbook - Bundle

SPECIAL OFFER: Order the ACH Audit & ACH Risk Assessment Workbook Bundle to SAVE over 10%!!
Additional Information:
(ELECTRONIC PUBLICATION) Regulators and the ACH Rules require all financial institutions to conduct an ACH Compliance Audit annually and ACH Risk Assessment as necessary. Complete both requirements efficiently and effectively, plus save over 10%, by purchasing this bundle. The ACH Audit Workbook includes minor enhancements to the workbook to improve process flow and content quality. A summary report is generated to help you identify and prioritize changes to reduce risk. The ACH Risk Assessment covers a financial institution's risk obligations as defined in OCC Bulletin 2006-39-ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook and ACH Rules. The 2024 ACH Risk Assessment Workbook has been updated to include a chapter specific to fraud risk that addresses data security, personnel practices, physical security and operational controls. Other enhancements include the addition of questions related to credit risk related to Originator due diligence as well as the Business Continuity Plan and testing. User-friendly worksheet questions are easily answered and include room for comments to assist in developing a comprehensive ACH risk management program for your FI. Compliance Officers, audit personnel and operations staff will find the Workbook to be a valuable tool (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order. This publication is formatted as a PDF document. Users must have access to Adobe Reader.
$325.00
$650.00
Available for Immediate Download

ACH Audit Workbook (ELECTRONIC)

Additional Information:
Regulators and the ACH Rules require all financial institutions to conduct an ACH Compliance Audit annually. This user-friendly workbook will eliminate guesswork and guide you through conducting a risk-based ACH Compliance Audit by examing ACH Rules, ODFI and RDFI sound business practices, OFAC processes and other payments-related regulatory requirements. The 2024 edition of our ACH Audit Workbook includes minor enhancements to improve process flow and content quality. Instructions for use are included. Upon completion of the workbook pages, a summary report is generated to help you quickly identify and prioritize changes to reduce risk. (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order. This publication is formatted as a PDF document. Users must have access to Adobe Reader.
$185.00
$370.00
Available for Immediate Download

ACH Compliance Manual - 11th Edition (PRINT)

Additional Information:
This comprehensive manual explains the requirements of the Nacha Operating Rules & Guidelines and covers topics such as authorizations, disclosures, processing, funds availability, settlement, error resolution, returns, reversals, retention, audit, all Standard Entry Class Codes and more. It also provides a general overview of related Federal Regulations as well as helpful compliance tips, a resource list, and glossary of terms. Nacha (2023)
$60.00
$100.00

ACH Risk Assessment Workbook (ELECTRONIC)

Additional Information:
The ACH Risk Assessment Workbook is designed to assist Financial Institutions, both RDFIs and ODFIs, in addressing ACH risk. Content of the Workbook includes risk obligations as defined in the OCC Bulletin 2006- 39, ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook and current NACHA Rules. By answering Yes, No, or Not Applicable, this workbook will identify strengths and weaknesses in your existing ACH risk management program. Individual chapters address System and Controls, Credit Risk, High-Risk Activities, Compliance Risk, Third-Party Service Providers, Fraud Risk, Operational and Transaction Risk and Information Technology Risk. EPCOR's ACH Risk Assessment Workbook guides you in evaluating the FI's ACH risks by asking thought provoking questions about its current ACH policies, procedures, and processes. The 2024 ACH Risk Assessment Workbook has been updated to include a chapter specific to fraud risk that addresses data security, personnel practices, physical security, and operational controls. Other enhancements include the addition of questions related to credit risk related to Originator due diligence and Business Continuity planning and testing. User-friendly worksheet questions are easily answered and include room for comments, to assist in developing a comprehensive ACH risk management program for your FI. Compliance officers, audit personnel and operations staff will find the workbook a valuable tool. (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order.
$185.00
$370.00
Available for Immediate Download

ACH Security Framework Checklist for Financial Institutions

Available for immediate download
Additional Information:
(ELECTRONIC PUBLICATION) A financial institution’s policies and procedures should reflect what the institution is doing to comply with regulatory standards and payment rules, plus illustrate the Board of Director’s expectations. This valuable tool is designed to assist financial institutions with assessing their compliance with Section 1.6 of the ACH Rules, frequently referred to as the ACH Security Framework Rule. This checklist helps an institution assess compliance with the Rule by providing a list of policies and procedures to review, plus provides areas for notes of the assessment. The Checklist includes industry-recognized security standards and guidance, along with defines terms. This valuable assessment tool enhances an institution’s annual ACH risk assessment process and provides institutions with a way to document compliance for regulators. (2023)
This publication is formatted as a PDF document. Users must have access to Adobe Reader.
$45.00
$90.00
Available for Immediate Download

Remote Deposit Capture Risk Assessment Workbook (ELECTRONIC)

Additional Information:
EPCOR's RDC Risk Assessment Workbook is a comprehensive, easy-to-use tool designed to assist Financial Institutions in addressing its remote deposit capture risk. The Workbook content mirrors the FFIEC Remote Deposit Capture Risk Management Guidance. The Remote Deposit Capture Risk Assessment Workbook guides you in completing the step-by-step risk assessment questions. The user-friendly Excel worksheet questions are easily answered Yes, No, or Not Applicable and include room for comments, to assist you in developing a comprehensive RDC risk management program. Operations staff, risk managers, compliance officers as well as audit personnel will find this workbook a useful tool. (2023)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order.
$185.00
$370.00
Available for Immediate Download

Revised Uniform Commercial Code Article 4A & the ACH System

Additional Information:
The refreshed 4th Edition contains new statistic and evaluates the impact of the UCC 4A on security procedures, bank/corporate agreements, recommended contractual provisions, errors, unauthorized entries and more. Includes Article 4A (law unchanged) with staff commentary. For financial institutions and corporations that handle ACH wholesale credits. Nacha (2021)
$70.00
$90.00