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Real-Time Payments: Risk, Rules and Regulations

Electronic Resources License: Included
Additional Information:
We've partnered with The Payments Professor to bring your organization up-to-speed on RTP®! This curriculum includes 24 on-demand micro-course recordings totaling approximately 170 minutes and Real-Time Payments: Risk, Rules and Regulations workbook! Learn about RTP® Rules and compliance considerations when applying EFTA (Electronic Funds Transfer Act), UCC4A, FFIEC, OFAC and CFPB rules and regulations to the RTP® payment system. Participant responses, fraud reporting, risk & fraud controls, customer due diligence and customer identification programs, RTP® audits, rules enforcement and categories of violations are also covered. After completing the curriculum, participants receive a certificate of completion. This curriculum is also included in the EPCOR Electronic Resources License, allowing all employees at subscribing organizations access to our on-demand library for one low fee. You may also be interested in our FedNow™, Know Now curriculums.
CEU INFORMATION: 3.41 AAP/APRP credits
$325.00
$650.00
Available for Immediate Download

ACH Audit & Risk Assessment Workbook - Bundle

SPECIAL OFFER: Order the ACH Audit & ACH Risk Assessment Workbook Bundle to SAVE over 10%!!
Additional Information:
(ELECTRONIC PUBLICATION) Regulators and the ACH Rules require all financial institutions to conduct an ACH Compliance Audit annually and ACH Risk Assessment as necessary. Complete both requirements efficiently and effectively, plus save over 10%, by purchasing this bundle. The ACH Audit Workbook includes minor enhancements to the workbook to improve process flow and content quality. A summary report is generated to help you identify and prioritize changes to reduce risk. The ACH Risk Assessment covers a financial institution's risk obligations as defined in OCC Bulletin 2006-39-ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook and ACH Rules. The 2024 ACH Risk Assessment Workbook has been updated to include a chapter specific to fraud risk that addresses data security, personnel practices, physical security and operational controls. Other enhancements include the addition of questions related to credit risk related to Originator due diligence as well as the Business Continuity Plan and testing. User-friendly worksheet questions are easily answered and include room for comments to assist in developing a comprehensive ACH risk management program for your FI. Compliance Officers, audit personnel and operations staff will find the Workbook to be a valuable tool (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order. This publication is formatted as a PDF document. Users must have access to Adobe Reader.
$325.00
$650.00
Available for Immediate Download

ACH Audit Workbook (ELECTRONIC)

Additional Information:
Regulators and the ACH Rules require all financial institutions to conduct an ACH Compliance Audit annually. This user-friendly workbook will eliminate guesswork and guide you through conducting a risk-based ACH Compliance Audit by examing ACH Rules, ODFI and RDFI sound business practices, OFAC processes and other payments-related regulatory requirements. The 2024 edition of our ACH Audit Workbook includes minor enhancements to improve process flow and content quality. Instructions for use are included. Upon completion of the workbook pages, a summary report is generated to help you quickly identify and prioritize changes to reduce risk. (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order. This publication is formatted as a PDF document. Users must have access to Adobe Reader.
$185.00
$370.00
Available for Immediate Download

ACH Risk Assessment Workbook (ELECTRONIC)

Additional Information:
The ACH Risk Assessment Workbook is designed to assist Financial Institutions, both RDFIs and ODFIs, in addressing ACH risk. Content of the Workbook includes risk obligations as defined in the OCC Bulletin 2006- 39, ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook and current NACHA Rules. By answering Yes, No, or Not Applicable, this workbook will identify strengths and weaknesses in your existing ACH risk management program. Individual chapters address System and Controls, Credit Risk, High-Risk Activities, Compliance Risk, Third-Party Service Providers, Fraud Risk, Operational and Transaction Risk and Information Technology Risk. EPCOR's ACH Risk Assessment Workbook guides you in evaluating the FI's ACH risks by asking thought provoking questions about its current ACH policies, procedures, and processes. The 2024 ACH Risk Assessment Workbook has been updated to include a chapter specific to fraud risk that addresses data security, personnel practices, physical security, and operational controls. Other enhancements include the addition of questions related to credit risk related to Originator due diligence and Business Continuity planning and testing. User-friendly worksheet questions are easily answered and include room for comments, to assist in developing a comprehensive ACH risk management program for your FI. Compliance officers, audit personnel and operations staff will find the workbook a valuable tool. (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order.
$185.00
$370.00
Available for Immediate Download

FedNow™ Prepare Now

Electronic Resources License: Included
Additional Information:
We've partnered with The Payments Professor to bring your organization new updated FedNow™ information in the FedNow™,Prepare Now on-demand curriculum! This curriculum includes 24 on-demand micro-course recordings totaling approximately 190 minutes and a FedNow™, Prepare Now workbook so you can learn all about FedNow™ when it is convenient for you! The easy-to-digest mini courses cover features of FedNow™ including transaction flow, use cases, liquidity management, reporting, reconcilement, data security, fraud and settlement and funds availability. After completing ALL courses within the curriculum, participants will receive a certificate of completion. This curriculum is also included in the EPCOR Electronic Resources License which allows all employees at subscribing organizations to access our on-demand library for one low fee. You may also be interested in our Real-Time Payments: Risk, Rules and Regulations curriculum offered by the Payments Professor. CEU Information:3.8 AAP/APRP credits
$325.00
$650.00
Available for Immediate Download

Remote Deposit Capture Risk Assessment Workbook (ELECTRONIC)

Additional Information:
EPCOR's RDC Risk Assessment Workbook is a comprehensive, easy-to-use tool designed to assist Financial Institutions in addressing its remote deposit capture risk. The Workbook content mirrors the FFIEC Remote Deposit Capture Risk Management Guidance. The Remote Deposit Capture Risk Assessment Workbook guides you in completing the step-by-step risk assessment questions. The user-friendly Excel worksheet questions are easily answered Yes, No, or Not Applicable and include room for comments, to assist you in developing a comprehensive RDC risk management program. Operations staff, risk managers, compliance officers as well as audit personnel will find this workbook a useful tool. (2023)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order.
$185.00
$370.00
Available for Immediate Download

Third-Party Sender ACH Audit & Risk Assessment Workbooks

SPECIAL OFFER: Order the Third-Party Sender ACH Audit & ACH Risk Assessment Workbook Bundle to SAVE over 10%!!
Additional Information:
(ELECTRONIC PUBLICATION) The ACH Rules now explicitly requires all Third-Party Senders to conduct an ACH Compliance Audit and ACH Risk Assessment as necessary. Complete both requirements efficiently and effectively, plus save over 10%, by purchasing this bundle which includes our 2024 Third-Party Sender ACH Audit Workbook and 2024 Third-Party Sender ACH Risk Assessment Workbook in downloadable format. The Third-Party Sender ACH Audit Workbook includes audit questions, sample reports and complete step-by-step worksheets based on the ACH Rules, so that you can easily assess and document your level of compliance. The Third-Party Sender ACH Risk Assessment Workbook covers a Third-Party Sender’s risk obligations as defined by OCC Bulletin 2006-39 ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook and the ACH Rules. The 2024 Third-Party Sender ACH Risk Assessment Workbook has been updated for the 2024 Nacha Rules. (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order.
$325.00
$650.00
Available for Immediate Download

Third-Party Sender ACH Audit Workbook (ELECTRONIC)

Additional Information:
Third-Party Senders that have agreed with a participating Depository Financial Institution to process ACH Entries, including the performance of any functions of an ODFI are required to conduct an annual ACH Rules Compliance Audit. If you are conducting your audit internally, this user-friendly workbook will eliminate guesswork and guide you through the process. The 2024 edition of our Third-Party Sender Workbook has been updated with recent 2024 ACH Rules changes pertaining to Third-Party Senders, Nested Third-Party Senders, and will walk Third-Party Senders step-by-step through conducting their audit. A sample audit report and complete worksheets based on the ACH Rules are all included in this helpful tool, making it easy for Third-Party Senders to assess and document their level of ACH compliance. (2024) For more Third-Party Sender resources, visit our Third-Party Sender User webpage.
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order.
$185.00
$370.00
Available for Immediate Download

Third-Party Sender ACH Risk Assessment Workbook (ELECTRONIC)

Additional Information:
(ELECTRONIC) The Third-Party Sender ACH Risk Assessment Workbook is designed to assist Third-Party Senders of all types in addressing their ACH risk. Content of the Workbook includes risk obligations as defined in the OCC Bulletin 2006-39, ACH Risk Management Guidance, the FFIEC Retail Payments Systems' IT Examination Handbook , FFIEC Guidance to Internet Banking and the current Nacha Rules. By answering yes, no, or not applicable, this Workbook will identify strengths and weaknesses in your existing ACH risk management program. Individual chapters address System and Controls, Credit Risk, Compliance Risk, High-Risk Activities, Third-Party Service Provider Risk, Operational & Transaction Risk and Information Technology Risk. EPCOR’s Third-Party Sender ACH Risk Assessment Workbook guides you in evaluating the Third-Party Sender’s risks by asking thought provoking questions about its current ACH policies, procedures and processes. The 2024 Third-Party Sender ACH Risk Assessment Workbook has been updated for the 2024 Nacha Rules including new Rules related to Nested Third-Party Senders. User-friendly worksheet questions are easily answered and include room for comments, to assist in developing a comprehensive ACH risk management program for your company. Compliance officers, audit personnel and operations staff within your organization will find the Workbook a valuable tool. (2024)
For more Third-Party Sender resources, visit our Third-Party Sender User webpage.
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order.
$185.00
$370.00
Available for Immediate Download

Troubleshooting ACH Files - RECORDING

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Tuesday, December 31, 2024
12:00 AM Central Standard Time
$225.00
$450.00